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FINRA Awards for Enrique Clausen

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0270005/09/2013Claimant(s): Enrique Clausen, Lera Investments Limited
Claimant Lawyers(s): D. Rob Burris
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Philip McLeod
Arbitrator(s): Brian W. Yee, Jeffrey Scott Dow, Jay Lawrence Witkin
Hearing Site: Phoenix, AZ
Checkmark Icon$730,216

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