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FINRA Awards for David L. Maislen

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0039312/17/2007Claimant(s): Recipco Corp.
Claimant Lawyers(s): Eric F. Yuhl
Respondent(s): Citigroup Global Markets., Rebecca Rothstein
Respondent Lawyers(s): Craig Varnen, George M. Garvey
Arbitrator(s): Mario H. Metzger, Karen A. Lockwood, David L. Maislen
Hearing Site: Los Angeles, CA
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