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FINRA Awards for Nicholas Taunton

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0001106/03/2013Claimant(s): Stephen Morgan
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nicholas Taunton
Arbitrator(s): Michael R.E. Sanders, Joan M. Schroeder, Stephen E. DeForest
Hearing Site: Seattle, WA
Checkmark IconExpungement

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