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FINRA Awards for Penson Technologies LLC

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0025703/01/2016Claimant(s): Penson Technologies LLC
Claimant Lawyers(s): Virgina C. Palitz
Respondent(s): Opus Trading Fund LLC
Respondent Lawyers(s): Michael R. Yellin
Arbitrator(s): Leonard M. Bakal, Jeffrey F. Friedman, Eric S. Hutner
Hearing Site: New York, NY

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