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FINRA Awards for Eric W. Johnson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0009608/26/2011Claimant(s): Securities America.
Claimant Lawyers(s): Kelly R. Davis
Respondent(s): Richard Yantis
Respondent Lawyers(s): Eric W. Johnson
Arbitrator(s): Robert S. Burk
Hearing Site: Des Moines, IA

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