| 09-06023 | 12/20/2010 | Claimant(s): Harriet Johnson, Jan Patton, Robert Patton
Claimant Lawyers(s): Steven M. McCauley
Respondent(s): Joseph Stricklin, Morgan Keegan & Company.
Respondent Lawyers(s): Janet P. Jakubowicz
Arbitrator(s): Amelia F. Adams, Allan Weiss, Gail Burke Tway
Hearing Site: Louisville, KY
|  | $0 |
| 09-04135 | 12/17/2010 | Claimant(s): Annabelle Gaty, Jo Ann Caudill, Ted Gaty, Allenne G. Hatch, Indiv & as custodian, Craig Caudill, Ted E. Gaty as TTEE for the Allenne G.
Claimant Lawyers(s): Mark E Maddox
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Tim V. Young, Allan Weiss, James A. Morrow
Hearing Site: Indianapolis, IN
| | $29,822 |
| 09-00363 | 08/20/2010 | Claimant(s): C. Nelson, Jonathan Daniels, Linda Nelson
Claimant Lawyers(s): William W. Allen
Respondent(s): Jeff Garstka, Myron Schneidt
Respondent Lawyers(s): Charles C. Mihalek, M. David Schneidt
Arbitrator(s): Allan Weiss, Richard B. Lewis, Jarrett Andrew Jacobs
Hearing Site: Louisville, KY
| | $1,152,300 |
| 07-01729 | 07/30/2008 | Claimant(s): Gayle Patton, Ira Patton
Claimant Lawyers(s): Jeff S. Daniel
Respondent(s): Wachovia Securities
Respondent Lawyers(s): Beverly Jo Slaughter
Arbitrator(s): Valerie J. Hamm, Allan Weiss, Bruce W. Hanks
Hearing Site: Louisville, KY
| | $5,297,000 |
