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FINRA Awards for Jeffrey W. Finke

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Displaying 21-23 out of 23 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0053412/12/2008Claimant(s): Michael Macis
Claimant Lawyers(s): Michael A. Macis
Respondent(s): Raymond Shimizu, Metropolitan Life Insurance Company
Respondent Lawyers(s): Heather A. Bailey
Arbitrator(s): William J. Bayer, Jeffrey W. Finke, Marilee Roberg
Hearing Site: Chicago, IL
06-0164507/09/2008Claimant(s): Gail Wasserman, Wexler Meat Co. Profit Sharing Trust
Claimant Lawyers(s): Elliot M. Samuels
Respondent(s): Barry Rosenberg, Mesirow Financial.
Respondent Lawyers(s): Ronald P. Kane
Arbitrator(s): Jeffrey W. Finke, Robert B. Schmidt, Nicolaus Bruns
Hearing Site: Chicago, IL
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06-0028108/06/2007Claimant(s): Elizabeth Purcell
Claimant Lawyers(s): Michael B. Roche
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Stuart M. Widman, Jeffrey W. Finke, Irving A. Chesler
Hearing Site: Chicago, IL

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