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FINRA Awards for Daun Braswell

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0399602/06/2012Claimant(s): Stifel, Nicolaus & Co..
Claimant Lawyers(s): Richard H. Kuhlman
Respondent(s): Bruce Barnhart, Daun Braswell, Keegan Baygents
Respondent Lawyers(s): Jonathan F. Andres
Arbitrator(s): Paul M. Foster, Michael L. Lyons, Keith E. Mattern
Hearing Site: St. Louis, MO

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