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FINRA Awards for Whelan Advisory Capital Markets

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0230311/30/2023Claimant(s): Whelan Advisory Capital Markets, Whelan Advisory
Claimant Lawyers(s): Roger E. Barton
Respondent(s): HomeSource Operations
Respondent Lawyers(s): Brian J. Capitummino
Arbitrator(s): Robert Neal Hunter, David F. Simon, John Gorman
Hearing Site: New York, NY

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