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FINRA Awards for Revocable Trust of Ralph Day

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0309212/09/2016Claimant(s): Revocable Trust of Ralph Day
Claimant Lawyers(s): Stuart R. Berkowitz
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Michael Naccarato
Arbitrator(s): Michael L. Lyons, James P. O'Grady, Charles Orlove
Hearing Site: St. Louis, MO
Checkmark IconExpungement

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