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FINRA Awards for Owen Frances

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0369904/04/2012Claimant(s): Vinita Wadhwani, Vishin Wadhwani
Claimant Lawyers(s): Marc I. Zussman
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Wendy Robinson
Arbitrator(s): Kirtley M. Thiesmeyer, Owen Frances, Michael R. Diliberto
Hearing Site: Los Angeles, CA
Checkmark IconDismissed by Rule 12206

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