Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04374 | 11/23/2009 | Claimant(s): Mark Steele Claimant Lawyers(s): Keith Ehrman Respondent(s): Thomas Weisel Partners LLC Respondent Lawyers(s): Thomas P. Klein Arbitrator(s): Andrew R. Epstein, James N. D'Orso, Peter H. Daly Hearing Site: San Francisco, CA | ||
| 04-00772 | 04/16/2009 | Claimant(s): Isabelita Nopuente, OB1 Ltd Claimant Lawyers(s): James Jay Seltzer Respondent(s): Cornelius Choy, H.D. Vest Investment Services Respondent Lawyers(s): Gary S. Kessler, Robert T. Sullwold Arbitrator(s): Thomas H. O'Connor, Peter H. Daly, Joseph A. Lasky Hearing Site: San Francisco, CA |  | $0 |
| 06-00122 | 09/24/2007 | Claimant(s): Donchee Lin, IRA Claimant Lawyers(s): Donchee Lin Respondent(s): Weiming Ho, Integral Financial LLC Respondent Lawyers(s): Weiming Ho Arbitrator(s): Herbert Liberman, Peter H. Daly, David Edward Canter Hearing Site: San Francisco, CA | | $38,210 |