Potomac Analytics' Logo

FINRA Awards for UBS Securities LLC

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 41-41 out of 41 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0343907/02/2008Claimant(s): James Kelly
Claimant Lawyers(s): Partha P. Chattoraj
Respondent(s): UBS Securities LLC
Respondent Lawyers(s): Lloyd B. Chinn
Arbitrator(s): Dennis C. Cronin, David S. Billet, Madelon M. Rosenfeld
Hearing Site: New York, NY

41 Results

Display: