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FINRA Awards for Ronald Sallerson

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0109607/31/2012Claimant(s): Karen Sallerson, Ronald Sallerson
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Jon D. Kaplon
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Washington, DC
Checkmark IconExpungement

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