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FINRA Awards for Todd A Higgins

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0442702/18/2011Claimant(s): TGS-NOPEC Geophysical Company
Claimant Lawyers(s): Todd A Higgins
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Timothy P. Burke
Arbitrator(s): Arno C. Schwethelm, Larry J. Craddock, Martin Epner
Hearing Site: Houston, TX
Checkmark Icon$525,000

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