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FINRA Awards for MFS Fund Distributors.

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0181206/08/2012Claimant(s): Michael Bullock
Claimant Lawyers(s): Michael Lee Bullock
Respondent(s): Securities America., MFS Fund Distributors.
Respondent Lawyers(s): Frances S. Cohen, Lauren T. Clark
Arbitrator(s): Robert A. Weinman, Joyce L. Hurley, Robert C. Forst
Hearing Site: Los Angeles, CA

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