FINRA Awards for UBS Financial Services Inc. Of PR

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Displaying 31-40 out of 160 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
21-01843	02/14/2022	Claimant(s): Ricardo Eboli-Kodesh Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
21-01937	02/11/2022	Claimant(s): Eduardo Caban Silva Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Gerald Silverman Hearing Site: San Juan, PR
21-00952	01/26/2022	Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Russell Del Toro Parra, III Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-01247	12/21/2021	Claimant(s): Angel Canabal Claimant Lawyers(s): Russell Del Toro Parra Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-01429	12/13/2021	Claimant(s): Carlos Pou Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-01386	12/10/2021	Claimant(s): Victor Tomassini Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Christopher J. Klein Hearing Site: San Juan, PR
21-01379	11/19/2021	Claimant(s): Vicente Castillo Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-00736	10/26/2021	Claimant(s): David Rojas Claimant Lawyers(s): Roberto C Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Elena G. Rodriguez Hearing Site: San Juan, PR
21-00953	10/26/2021	Claimant(s): Xavier Aguayo Diaz Claimant Lawyers(s): Linette Figueroa-Torres Respondent(s): UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Louis David Huss Hearing Site: San Juan, PR
21-00898	10/21/2021	Claimant(s): James Ugobono Claimant Lawyers(s): Roberto C. Quinones Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR