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FINRA Awards for Barbara J. Unger Rev. Trust dtd 12/20/02

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0397504/23/2014Claimant(s): Barbara Unger, Barbara J. Unger Rev. Trust dtd 12/20/02
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Janet N. Smiles, Stuart Harvey Ziegler, David Rich
Hearing Site: Boca Raton, FL
Checkmark IconExpungement

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