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FINRA Awards for Sandra J. Smith

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0276202/21/2014Claimant(s): Sandra J. Smith, IRA
Claimant Lawyers(s): Jahan K Manasseh
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): David J. Freniere
Arbitrator(s): Allan Weiss
Hearing Site: Nashville, TN
Checkmark IconExpungement

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