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FINRA Awards for Richard C. Engel

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0155806/29/2017Claimant(s): Richard Congel
Claimant Lawyers(s): Richard C. Engel
Respondent(s): Wells Fargo Advisors, Paul Kordziel
Respondent Lawyers(s): Alan S. Rafterman
Arbitrator(s): Stuart M. Schwartz, Michael J. McNeil, David R. Foley
Hearing Site: Syracuse, NY
Checkmark IconExpungement

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