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FINRA Awards for HSBS Securities (USA) Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0130611/13/2008Claimant(s): Lap Chang
Claimant Lawyers(s): Lap F Chang
Respondent(s): HSBS Securities (USA) Inc.
Respondent Lawyers(s): Tracy S. Woodrow
Arbitrator(s): Denzil J. Klippel
Hearing Site: New York, NY
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