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FINRA Awards for Phillip Carapella

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0065612/21/2015Claimant(s): Dolores Ottenad, William Ottenad
Claimant Lawyers(s): William L. Ottenad
Respondent(s): Stifel, Nicolaus & Co.., Phillip Carapella
Respondent Lawyers(s): James C. Browning
Arbitrator(s): Joseph R. Soraghan
Hearing Site: St. Louis, MO
Checkmark Icon$12,800

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