Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-00610 | 12/10/2019 | Claimant(s): Daniel Adams Claimant Lawyers(s): Stephan Louviere Respondent(s): Metropolitan Investment Securities. Respondent Lawyers(s): Corporate Office Arbitrator(s): Philip E. Cutler Hearing Site: Seattle, WA | ||
| 19-00538 | 11/26/2019 | Claimant(s): Kent Kuhlmann Claimant Lawyers(s): Stephan Louviere Respondent(s): LPL Financial LLC Respondent Lawyers(s): Jon D. Kaplon Arbitrator(s): Laurel Littman Gothelf Hearing Site: San Francisco, CA | ||
| 19-00649 | 10/18/2019 | Claimant(s): Wesley Singleton Claimant Lawyers(s): Stephan Louviere Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Joelle A. Simms Arbitrator(s): Patricia Ann Tracey Hearing Site: Charlotte, NC | ||
| 19-00518 | 10/11/2019 | Claimant(s): Gal Sherman Claimant Lawyers(s): Stephan Louviere Respondent(s): Equity Services. Respondent Lawyers(s): Derek C. Anderson Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA | ||
| 19-00515 | 10/10/2019 | Claimant(s): Steven Henningson Claimant Lawyers(s): Stephan Louviere Respondent(s): Cetera Advisor Networks LLC Respondent Lawyers(s): Jeremy Carr Arbitrator(s): George L. Tindall Hearing Site: Los Angeles, CA |