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FINRA Awards for Kathy Bazoian Phelps

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Case Number Award Date Case Summary Customer Case? Amount Granted
22-0129204/05/2023Claimant(s): Estate of Robert G. Gard III
Claimant Lawyers(s): Randy Scott Erlewine
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jacqueline Karama
Arbitrator(s): Joseph Winter, Lisa Suzette Hart, Kathy Bazoian Phelps
Hearing Site: Los Angeles, CA
Checkmark Icon$456,310

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