Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
---|---|---|---|---|
03-02127 | 11/02/2007 | Claimant(s): William F. Garland Claimant Lawyers(s): James Jay Seltzer Respondent(s): Dale Low, Eric Salz, Charles Schwab & Co.., Samuel Berger, SDR Capital Management. Respondent Lawyers(s): Brian A. Carlis, Richard A. Karoly Arbitrator(s): Sterling N. Frost, Peter Kassel, Bradley C. Mitchell Hearing Site: San Francisco, CA | Stipulated Award and Expungement | |
03-02289 | 08/13/2007 | Claimant(s): Sandra Murray, Charles G. & Sandra Murray Living Trus Claimant Lawyers(s): Sandra Murray Respondent(s): Andrew Fairchild, J.P. Morgan Clearing Corp., A.G. Edwards & Sons., Ronald Kabat, PMG Securities Corporation Respondent Lawyers(s): Andrew J. Fairchild, Henry Wang, Jeffrey W. Coverdell, Ronald S. Kabat Arbitrator(s): Robin Lynn Berry, Jonathan H. Krotinger, Bradley C. Mitchell Hearing Site: San Francisco, CA | $0 |