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FINRA Awards for Frances Axelrad

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0077107/16/2015Claimant(s): Frances Axelrad, Jonathan Axelrad
Claimant Lawyers(s): Jotham S. Stein
Respondent(s): Cira Nickerson, Eugene Gordon, Morgan Stanley
Respondent Lawyers(s): Christopher A. Stecher
Arbitrator(s): James N. D'Orso, Sterling N. Frost, Norman Dale Menegat
Hearing Site: San Francisco, CA
Checkmark Icon$325,526

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