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FINRA Awards for TD Ameritrade Clearing.

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Displaying 31-32 out of 32 results
Case Number Award Date Case Summary Customer Case? Amount Granted
10-0335601/20/2011Claimant(s): Anna Quindlen, Gerald Krovatin
Claimant Lawyers(s): Gerald Krovatin
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Hollie M. Mason
Arbitrator(s): David S. Paul
Hearing Site: New York, NY
Checkmark Icon$163
09-0520104/19/2010Claimant(s): Saul Crafton
Claimant Lawyers(s): Saul Crafton
Respondent(s): TD Ameritrade Clearing.
Respondent Lawyers(s): Catherine Luth
Arbitrator(s): Robert H. Putnam
Hearing Site: Jacksonville, FL
Checkmark Icon$257

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