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FINRA Awards for Allan Robert Ettinger

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Case Number Award Date Case Summary Customer Case? Amount Granted
18-0091809/12/2018Claimant(s): Jeffry Kraus
Claimant Lawyers(s): Jeffrey Peter Kraus
Respondent(s): Daniel Davison
Respondent Lawyers(s): Daniel T. Davison
Arbitrator(s): Allan Robert Ettinger, Marcia Bonita Gevers, Diane Nauer
Hearing Site: Chicago, IL
Checkmark IconExpungement
12-0095704/12/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Patrick R. Mahoney
Respondent(s): Ellen McDonough, Paul McDonough
Respondent Lawyers(s): Ellen McDonough, Paul J. McDonough
Arbitrator(s): James F. Carlson, Donald W. McKenzie, Allan Robert Ettinger
Hearing Site: Chicago, IL
Expungement

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