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FINRA Awards for Alice J. Johnson

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Displaying 11-13 out of 13 results
Case Number Award Date Case Summary Customer Case? Amount Granted
08-0498205/04/2010Claimant(s): SMH Capital Inc.
Claimant Lawyers(s): Peter B. Wells
Respondent(s): Samuel Ruth
Respondent Lawyers(s): Samuel Alan Ruth
Arbitrator(s): Michele Y. Garelick, Alice J. Johnson, Donald M. Homer
Hearing Site: Boca Raton, FL
08-0155303/13/2009Claimant(s): Lester Christianson
Claimant Lawyers(s): Lester Victor Christianson
Respondent(s): Robert Chen, Amtrust Investment Services.
Respondent Lawyers(s): William L. Arnold
Arbitrator(s): Alice J. Johnson
Hearing Site: Boca Raton, FL
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08-0097602/26/2009Claimant(s): Jason Reitelman
Claimant Lawyers(s): Richard A. Stephens
Respondent(s): Noble International Investments.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Howard I. Ralby, Alice J. Johnson, Mitchell F. Colen
Hearing Site: Boca Raton, FL

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