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FINRA Awards for Alice Appel

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0307104/05/2017Claimant(s): Alice Appel
Claimant Lawyers(s): Keith L. Griffin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Mark D. Knoll
Arbitrator(s): Ray J. Grzebielski
Hearing Site: Indianapolis, IN
Checkmark IconExpungement

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