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FINRA Awards for Scottrade Inc.

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Displaying 71-72 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0509306/24/2010Claimant(s): Craig Mastrogiovanni
Claimant Lawyers(s): Douglas S. Knehr
Respondent(s): Clinton Borchardt, Glen Dubrowsky, Scottrade Inc.
Respondent Lawyers(s): Andrew C. Small
Arbitrator(s): Fred S. Pieroni
Hearing Site: Newark, NJ
Checkmark IconExpungement
09-0400212/08/2009Claimant(s): Sylvia E. Mejia, IRAs
Claimant Lawyers(s): Sylvia Mejia
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Phylis A. Hartrich
Arbitrator(s): Donald M. Homer
Hearing Site: Boca Raton, FL
Checkmark Icon$0

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