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FINRA Awards for James C. Morrow

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
07-0257212/01/2008Claimant(s): Shirley Hurd, Shirley H. Hurd Family Trust
Claimant Lawyers(s): Steven E. Achelpohl
Respondent(s): Citigroup Global Markets., Teri Wilson, Terrence Devlin
Respondent Lawyers(s): Hugo A. Hilgendorff
Arbitrator(s): James C. Morrow, Douglas A. Spier, Ken L. Andersen
Hearing Site: Omaha, NE
Checkmark IconStipulated Award and Expungement
05-0420409/20/2007Claimant(s): Duane V. Murff, Sr.
Claimant Lawyers(s): Michael Hufft
Respondent(s): Mark Harris, Banc of America Investment Services Inc.
Respondent Lawyers(s): Christopher G. Lazarini
Arbitrator(s): James C. Morrow, John W. Jones, Sherry L. Robinson
Hearing Site: Kansas City, MO
Checkmark Icon$0

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