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FINRA Awards for Jeffrey L. Malek

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0474711/08/2012Claimant(s): John Stern, Karen Stern, The Stern Family Trust dtd 11/5/00
Claimant Lawyers(s): Daniel Carlson
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shea O'Brien Hicks
Arbitrator(s): Jeffrey L. Malek
Hearing Site: Los Angeles, CA
Checkmark Icon$213
09-0400701/03/2011Claimant(s): Curtis Hill
Claimant Lawyers(s): Peter Brown Dolan
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): David Commins
Arbitrator(s): Jon A. Bostrom, Jeffrey L. Malek, Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA

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