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FINRA Awards for Jose Chaves

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0166611/22/2019Claimant(s): Jose Chaves
Claimant Lawyers(s): Linette Figueroa-Torres
Respondent(s): UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Sonia M. Lopez del Valle
Arbitrator(s): Barth Satuloff
Hearing Site: San Juan, PR
18-0015906/28/2018Claimant(s): Jose Chaves
Claimant Lawyers(s): Linetee Figueroa Torres
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Brian J. Ellis
Arbitrator(s): Louis David Huss
Hearing Site: San Juan, PR

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