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FINRA Awards for Bette J. Kelly Trust

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0002703/08/2013Claimant(s): Bette Kelly, Bette J. Kelly Trust
Claimant Lawyers(s): Steven B. Lehat
Respondent(s): Lance Marcus, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric A. Herzog
Arbitrator(s): Barbara M. Zak, Chester L. Firestein, Robin Carr
Hearing Site: Los Angeles, CA
Checkmark IconExpungement

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