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FINRA Awards for Lisa Lowi

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0165411/28/2016Claimant(s): Joseph Dotolo, Joseph R. Dotolo Rev Trust, Joseph R. Dotolo TTEE
Claimant Lawyers(s): Paul J. Pisano
Respondent(s): Kirstin Turner, Lisa Lowi, RBC Capital Markets LLC
Respondent Lawyers(s): Frank J. Cuccio, Jason S. Haselkon
Arbitrator(s): Joseph Charles Kennedy
Hearing Site: Providence, RI
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