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FINRA Awards for Janice Suutala

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Case Number Award Date Case Summary Customer Case? Amount Granted
13-0115302/25/2014Claimant(s): Joseph Cullen
Claimant Lawyers(s): Joseph Cullen
Respondent(s): Janice Suutala, Thrivent Investment Management Inc.
Respondent Lawyers(s): Peter J. Bado
Arbitrator(s): William H. Malloy
Hearing Site: Washington, DC

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