Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 15-00283 | 07/17/2017 | Claimant(s): Mark Farwell Claimant Lawyers(s): Martin H. Kaplan Respondent(s): LPL Financial LLC, Robert Kennedy, Spencer Lewis, Summer Pretzer, Thomas Estridge Respondent Lawyers(s): David Baugh Arbitrator(s): Rody P. Biggert, Laura M. Nelson, Michael Cotter Greenfield Hearing Site: Chicago, IL | ||
| 11-03951 | 11/28/2012 | Claimant(s): Steven Schneiderman Claimant Lawyers(s): Gavin J. Fleming Respondent(s): Burton Street, RBC Capital Markets LLC Respondent Lawyers(s): Steven M. Phillips Arbitrator(s): Donald W. McKenzie, Harry Edward Resis, Michael Cotter Greenfield Hearing Site: Chicago, IL |