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FINRA Awards for Financial Advisers Of America

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0291507/15/2016Claimant(s): Joan Galloway, Robert Galloway, The Galloway Family Trust
Claimant Lawyers(s): Joshua H. Sisam
Respondent(s): Financial Advisers Of America
Respondent Lawyers(s): Kenneth Johnston
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
Checkmark Icon$1,541,720
12-0123812/26/2012Claimant(s): Donald Larson
Claimant Lawyers(s): Christopher Parrington
Respondent(s): Craig Meuer, Grant Lindaman, Financial Advisers Of America
Respondent Lawyers(s): Jeffrey S. Kob
Arbitrator(s): James A. Lundberg, F. Chet Taylor, Joan L. Volz
Hearing Site: Minneapolis, MN
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