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FINRA Awards for Seth L. Finkel

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0092208/22/2024Claimant(s): William Serralles
Claimant Lawyers(s): Roberto C. Quinones
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Linette Figueroa-Torres
Arbitrator(s): Seth L. Finkel
Hearing Site: San Juan, PR

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