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FINRA Awards for Peter R. Day

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0288706/13/2016Claimant(s): Dennis Mahoney
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): RBC Capital Markets LLC
Respondent Lawyers(s): Molly J. Henry
Arbitrator(s): Peter R. Day
Hearing Site: Seattle, WA
Checkmark IconDismissed by Rule 12206

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