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FINRA Awards for Carlos B. Castillo

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0416809/18/2013Claimant(s): Julio Paniagua, Maria Paniagua
Claimant Lawyers(s): Carlos B. Castillo
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jonathan C. Schwartz
Arbitrator(s): Gerald Silverman
Hearing Site: Miami, FL
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