| 08-01757 | 02/25/2010 | Claimant(s): Paul Norman
Claimant Lawyers(s): Brian G. Isaacson
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): James D. Murray, Paul D. Gutierrez, David D. Stein
Hearing Site: San Francisco, CA
|  | $0 |
| 06-01762 | 11/24/2009 | Claimant(s): Dan Wittman
Claimant Lawyers(s): Bruce D. Oakes
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Michael L. Lyons, Robert J. Beck, Robert W. Dempsey
Hearing Site: St. Louis, MO
| | $75,300 |
| 06-02827 | 06/11/2008 | Claimant(s): William Katz
Claimant Lawyers(s): James Graven
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Truman M. Hogan, Joseph Edelstein, Richard R. Edmister
Hearing Site: Cleveland, OH
| | $100,000 |
| 06-02459 | 10/30/2007 | Claimant(s): Susan Beesmyer, Beesmyer Family Trust Agreement 10/96
Claimant Lawyers(s): J. Emery Barker
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Sean J. Coughlin
Arbitrator(s): Charles W. Herf, Allan Levey, Merton E. Marks
Hearing Site: Phoenix, AZ
| | $25,000 |
