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FINRA Awards for C. William Pollock

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0380505/18/2012Claimant(s): William Macdonald
Claimant Lawyers(s): Theodore C. Peters
Respondent(s): Retirement Capital Group Securities
Respondent Lawyers(s): C. William Pollock
Arbitrator(s): Harvey C. Flodin
Hearing Site: San Diego, CA

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