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FINRA Awards for James N. D'Orso

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Displaying 11-12 out of 12 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0298311/06/2009Claimant(s): Marc Hanish
Claimant Lawyers(s): Marc Hanish
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Erin K. Fair
Arbitrator(s): James N. D'Orso
Hearing Site: San Francisco, CA
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08-0097311/25/2008Claimant(s): Sun Li
Claimant Lawyers(s): Robert L. Lubin
Respondent(s): Jeff Clark
Respondent Lawyers(s): Jeff Clark
Arbitrator(s): James N. D'Orso, Katherine M. Van Hagan, Anthony G. Sousa
Hearing Site: San Francisco, CA

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