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FINRA Awards for John Lekas

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0071108/18/2010Claimant(s): Northern Lights Fund Trust
Claimant Lawyers(s): John Lekas
Respondent(s): Albert Lowenthal, Angus Oughtred, Dennis Mcnamara, Elaine Roberts, Jeffrey Alfano, Oppenheimer & Co.., Lawrence Spaulding
Respondent Lawyers(s): Robert J. Bocko
Arbitrator(s): Joyce L. Tyler, Nancy E. Hochman, Harold J. Schleef
Hearing Site: Portland, OR
Checkmark IconStipulated Award and Expungement

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