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FINRA Awards for Joseph J. Demty

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0164807/16/2010Claimant(s): Joseph Demty, Mr. Joseph J. Demty, IRA
Claimant Lawyers(s): Joseph J. Demty
Respondent(s): Thinkorswim.
Respondent Lawyers(s): Elizabeth A. Fitzwater
Arbitrator(s): Nancy J. Cliff, Jonathan H. Parker, Daniel P. Lund
Hearing Site: Miami, FL
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