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FINRA Awards for Simon P. Shortman and Rebecca W. Shortma

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0132308/28/2012Claimant(s): Simon Shortman, Simon P. Shortman and Rebecca W. Shortma
Claimant Lawyers(s): Rose M. Schindler
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Walter P. Hitchcock
Hearing Site: San Francisco, CA
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