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FINRA Awards for Laura W. Tholen

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0028102/15/2011Claimant(s): Caron Tsapatsaris
Claimant Lawyers(s): Jesse Jacobson
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Laura W. Tholen
Arbitrator(s): Robert J. Ambrogi
Hearing Site: Boston, MA
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