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FINRA Awards for Alfred Mullen

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0300202/04/2009Claimant(s): Est. of Dorothy E. Mullen by Kelley B. S, Alfred Mullen, IRA by Kelley B. Standard, Dorothy E. Mullen IRA by Kelley B. Stand
Claimant Lawyers(s): Roger W. Van Deusen
Respondent(s): Jack Hicks, Sterne, Agee & Leach.
Respondent Lawyers(s): Ronald G. DeLuca, Ronald G. Deluca
Arbitrator(s): Gregory P. Szuter
Hearing Site: Cleveland, OH
Checkmark Icon$130

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